Ashlynwood was engaged to review a bank's KYC process as the MLRO had concerns over identification of High Risk clients during the KYC onboarding process. Our review checked against the minimum required criteria of CDD, EDD, SDD, PEPs as well as in-life KYC management.
Following on from previous investigation conducted by the FCA, the CFO of the Bank requested Ashlynwood to review the concerns raised by the FCA and identify any additional control weaknesses in the Bank’s processes.
Due to whistle-blowing concerns raised, Ashlynwood was engaged to assist in conducting a review of the Bank’s Mortgage product offering to identify any regulatory breaches.
The Bank engaged Ashlynwood to undertake a review of a newly implemented SWIFT Transaction Monitoring Sanctions screening process.
Ashlynwood was engaged to review the Bank’s project to roll-out a new payment card product having partnered with an outsourced payment service provider.
Ashlynwood was engaged to review the Bank’s IT Change Management (ITCM) processes for its legacy and new IT systems.
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