Our independent professional assurance service is designed to help you enable strong governance, enhanced risk management and effective control environment. These measures help improve the quality of information for decision making and help build sustainable growth.

Our assurance services include governance and board effectiveness review and training, risk management review, internal control review, compliance review and ad hoc consulting services tailored to your business needs.

Explore our case studies to learn more about what we do.

  • KYC Process Review

    Ashlynwood was engaged to review a bank's KYC process as the MLRO had concerns over identification of High Risk clients during the KYC onboarding process. Our review checked against the minimum required criteria of CDD, EDD, SDD, PEPs as well as in-life KYC management.

    1.2 min read

  • FCA remediation review

    Following on from previous investigation conducted by the FCA, the CFO of the Bank requested Ashlynwood to review the concerns raised by the FCA and identify any additional control weaknesses in the Bank’s processes.

    0.9 min read

  • Internal whistle-blowing case

    Due to whistle-blowing concerns raised, Ashlynwood was engaged to assist in conducting a review of the Bank’s Mortgage product offering to identify any regulatory breaches.

    1.1 min read

  • New payment monitoring system

    The Bank engaged Ashlynwood to undertake a review of a newly implemented SWIFT Transaction Monitoring Sanctions screening process.

    1.1 min read

  • Outsourced payment processing review

    Ashlynwood was engaged to review the Bank’s project to roll-out a new payment card product having partnered with an outsourced payment service provider.

    1.2 min read

  • Information Technology Breaches

    Ashlynwood was engaged to review the Bank’s IT Change Management (ITCM) processes for its legacy and new IT systems.

    0.8 min read

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