Following on from previous investigation conducted by the FCA, the CFO of the Bank requested Ashlynwood to review the concerns raised by the FCA and identify any additional control weaknesses in the Bank’s processes.
Due to whistle-blowing concerns raised, Ashlynwood was engaged to assist in conducting a review of the Bank’s Mortgage product offering to identify any regulatory breaches.
The Bank engaged Ashlynwood to undertake a review of a newly implemented SWIFT Transaction Monitoring Sanctions screening process.
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